Information for Investors in Auction Rate
Securities through E*TRADE Securities
Securities LLC has reached a settlement with state securities regulators to
return approximately $100 million to clients who purchased auction rate
securities (ARS) and subsequently had their funds frozen.
As part of the settlement, the firm will maintain a
dedicated toll-free telephone assistance line, website, and e-mail address
to provide information to investors.
The toll-free number is 1-888-296-0880 and may be called Monday
through Friday between 10:30 a.m. and 7:00 p.m. Central time.
The website can be found at
The e-mail address is
Investors may also contact the firm's ARS Administrator
by mail at the following address:
E*TRADE Financial ARS Administrator
P.O. Box 9829
Dublin, OH 43017-5729